Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerry Ernest Tuma | 730104 | 5 | 10/20/2005 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Patricia Carol Thom | 1192935 | 13 | 10/14/2005 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Chih-Tao Ma | 4151461 | 2 | 08/23/2005 | Customer Dispute | Settled | $3,150.00 | $0.00 | See FINRA Report |
| Robert Wesley Turley | 1519293 | 4 | 08/11/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tibi Zohar | 4382523 | 2 | 07/05/2005 | Customer Dispute | Settled | $301,162.00 | $0.00 | See FINRA Report |
| Shimshon Plotkin | 2431863 | 11 | 05/04/2005 | Customer Dispute | Settled | $142,388.00 | $0.00 | See FINRA Report |
| Lawrence Jin Huh | 2542226 | 2 | 02/24/2005 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Gennaro Giacomo Savarese | 1085268 | 2 | 02/22/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Cynthia Mary Couyoumjian | 1456630 | 17 | 12/21/2004 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Dan Eugene Sanders | 1785159 | 4 | 12/20/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |