Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frederick Allan Gray | 3174576 | 2 | 03/27/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Travis Hill | 3074816 | 2 | 03/13/2007 | Customer Dispute | Denied | $5,247.05 | $0.00 | See FINRA Report |
| James Wayne Smith | 1465186 | 4 | 10/24/2006 | Customer Dispute | Denied | $9,318.64 | $0.00 | See FINRA Report |
| Jim Micheal McElravy | 4540744 | 6 | 10/23/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Douglas Peter Eng | 2833105 | 2 | 08/21/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Blaine Dixon | 1063670 | 1 | 03/30/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Peter Morand | 728191 | 7 | 01/23/2006 | Customer Dispute | Denied | $23,814.20 | $0.00 | See FINRA Report |
| James Michael Noto | 1030904 | 8 | 01/13/2006 | Customer Dispute | Settled | $16,780.00 | $0.00 | See FINRA Report |
| Brian Hayden Solomon | 1715160 | 2 | 12/23/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Wayne Smith | 1465186 | 4 | 12/14/2005 | Customer Dispute | Denied | $9,882.00 | $0.00 | See FINRA Report |