Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Clark Douglas Stevens | 4208374 | 1 | 03/07/2008 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |
| Christopher Paul Chaney | 4909461 | 1 | 02/25/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jim Micheal McElravy | 4540744 | 6 | 02/01/2008 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Denis Michael O'Brien | 716498 | 5 | 01/03/2008 | Customer Dispute | Settled | $42,000.00 | $0.00 | See FINRA Report |
| Sean Hooman Agahi | 2448745 | 7 | 12/28/2007 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Sean Hooman Agahi | 2448745 | 7 | 07/16/2007 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Sean Hooman Agahi | 2448745 | 7 | 06/29/2007 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Sean Hooman Agahi | 2448745 | 7 | 06/29/2007 | Customer Dispute | Settled | $10,700.00 | $0.00 | See FINRA Report |
| Stewart Ginn | 4503197 | 7 | 06/25/2007 | Customer Dispute | Closed-No Action | $8,800.00 | $0.00 | See FINRA Report |
| Dennis Carl Lindeman | 2009423 | 1 | 04/17/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |