Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory John Chachas | 1269551 | 3 | 11/28/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Cynthia Mary Couyoumjian | 1456630 | 17 | 11/13/2008 | Customer Dispute | Settled | $677,790.00 | $0.00 | See FINRA Report |
| Leo John Kowalski | 4356185 | 1 | 10/30/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jim Micheal McElravy | 4540744 | 6 | 09/08/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Catherine Leigh Brown | 1332036 | 4 | 08/19/2008 | Customer Dispute | Settled | $19,881.60 | $0.00 | See FINRA Report |
| Jeffrey Peter Morand | 728191 | 7 | 07/28/2008 | Customer Dispute | Denied | $44,538.40 | $0.00 | See FINRA Report |
| Mark Steven Rothstein | 1084659 | 7 | 05/22/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Tibi Zohar | 4382523 | 2 | 04/24/2008 | Customer Dispute | Denied | $127,000.00 | $0.00 | See FINRA Report |
| Jeffrey William Senglaub | 1004471 | 7 | 04/22/2008 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Garth Lee Krieger | 4055025 | 1 | 03/25/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |