Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jammie Nakia Avila | 3100097 | 5 | 04/08/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lawrence Anthony Napolitano | 4921500 | 3 | 04/08/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stewart Ginn | 4503197 | 7 | 03/21/2023 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Charles Raymond Weldon | 1030659 | 5 | 03/14/2023 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Michael David Kolacz | 2566829 | 6 | 03/06/2023 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Bradley Merritt Epstein | 4904999 | 2 | 03/06/2023 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Charles Raymond Weldon | 1030659 | 5 | 03/03/2023 | Customer Dispute | Settled | $5,001.00 | $0.00 | See FINRA Report |
| Hui Zhang | 5918387 | 5 | 02/17/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Syauching Hung | 4752296 | 3 | 02/10/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Cynthia Mary Couyoumjian | 1456630 | 17 | 02/06/2023 | Customer Dispute | Pending | $136,900.00 | $0.00 | See FINRA Report |