Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Edwin Hill | 1206165 | 1 | 03/21/2009 | Customer Dispute | Settled | $207,572.00 | $0.00 | See FINRA Report |
| Cornelius Francis Dempsey | 1867743 | 3 | 03/11/2009 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Cornelius Francis Dempsey | 1867743 | 3 | 03/11/2009 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| James Luke Flanagan | 1812317 | 2 | 02/04/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Yahaira Torres-Siaca | 3057465 | 1 | 02/03/2009 | Customer Dispute | Withdrawn | $9,500.00 | $0.00 | See FINRA Report |
| Michael Edward Moss | 1054365 | 2 | 01/22/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jim Micheal McElravy | 4540744 | 6 | 01/15/2009 | Customer Dispute | Award / Judgment | $0.00 | $350,000.00 | See FINRA Report |
| John Kacheong Lee | 2948622 | 9 | 01/10/2009 | Customer Dispute | Denied | $6,200.00 | $0.00 | See FINRA Report |
| James Michael Noto | 1030904 | 8 | 12/21/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald Heller Appler | 2499039 | 3 | 12/09/2008 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |