Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Stephen Weiss | 1097536 | 1 | 07/15/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Bryan Edward Mazza | 2292942 | 2 | 07/14/2010 | Customer Dispute | Withdrawn | $61,010.20 | $0.00 | See FINRA Report |
| Jeffrey Reed Nesseth | 1983482 | 4 | 06/14/2010 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Jigar Pradeep Doshi | 4704420 | 1 | 06/01/2010 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Bryan Paul Hopkins | 4489174 | 2 | 05/28/2010 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Michael Laurence Digaetano | 2378300 | 2 | 05/25/2010 | Customer Dispute | Settled | $1,926,310.00 | $0.00 | See FINRA Report |
| Jack William Ellison | 2584997 | 3 | 03/11/2010 | Customer Dispute | Settled | $770,000.00 | $0.00 | See FINRA Report |
| Jeffrey Reed Nesseth | 1983482 | 4 | 01/07/2010 | Customer Dispute | Closed-No Action | $525,000.00 | $0.00 | See FINRA Report |
| Alexander Earl Lessard | 2978066 | 2 | 01/04/2010 | Customer Dispute | Settled | $875,000.00 | $0.00 | See FINRA Report |
| Cuong Tu Thuyen | 4252613 | 1 | 01/04/2010 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |