Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Gustave Benson | 1182211 | 11 | 12/27/2010 | Customer Dispute | Settled | $335,000.00 | $0.00 | See FINRA Report |
| Cynthia Mary Couyoumjian | 1456630 | 17 | 12/14/2010 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Deepen Arvind Modi | 2573250 | 5 | 12/06/2010 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| James Michael Noto | 1030904 | 8 | 12/02/2010 | Customer Dispute | Denied | $46,500.00 | $0.00 | See FINRA Report |
| Wade Emanuel Gribaldo | 2808986 | 1 | 11/05/2010 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Larry Jerome Steckler | 2621508 | 2 | 10/13/2010 | Customer Dispute | Settled | $155,000.00 | $0.00 | See FINRA Report |
| Kenneth Wayne Burkett | 2747448 | 2 | 10/04/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gary Gustave Benson | 1182211 | 11 | 09/03/2010 | Customer Dispute | Denied | $503,270.00 | $0.00 | See FINRA Report |
| Joseph John Leblanc | 2569112 | 1 | 08/05/2010 | Customer Dispute | Settled | $345,000.00 | $0.00 | See FINRA Report |
| Rick Alan Willoughby | 1238458 | 2 | 07/19/2010 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |