Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian James Zimmerman | 2401501 | 5 | 11/22/2013 | Customer Dispute | Settled | $39,950.00 | $0.00 | See FINRA Report |
| Nancy Yen Chang | 4917714 | 1 | 09/09/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jay William Eng | 2241817 | 5 | 09/03/2013 | Customer Dispute | Denied | $8,333.50 | $0.00 | See FINRA Report |
| Timothy Jon Samuelson | 2989046 | 1 | 08/12/2013 | Customer Dispute | Settled | $54,045.30 | $0.00 | See FINRA Report |
| Dale Jerome Immekus | 5309353 | 2 | 08/07/2013 | Customer Dispute | Denied | $9,796.13 | $0.00 | See FINRA Report |
| Cynthia Mary Couyoumjian | 1456630 | 17 | 07/16/2013 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Kenneth Paul Guerra | 1337062 | 3 | 03/25/2013 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| David Gene Elhoff | 855864 | 5 | 03/21/2013 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Francesco Natale Ruggeri | 4089122 | 3 | 03/04/2013 | Customer Dispute | Settled | $9,226.34 | $0.00 | See FINRA Report |
| John Kacheong Lee | 2948622 | 9 | 02/18/2013 | Customer Dispute | Settled | $398,010.00 | $0.00 | See FINRA Report |