Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Gustave Benson | 1182211 | 11 | 07/03/2014 | Customer Dispute | Settled | $325,000.00 | $0.00 | See FINRA Report |
| Brian James Zimmerman | 2401501 | 5 | 07/01/2014 | Customer Dispute | Award / Judgment | $128,406.00 | $20,000.00 | See FINRA Report |
| Jon Gregory Sanchez | 2418439 | 4 | 05/29/2014 | Customer Dispute | Award / Judgment | $80,000.00 | $40,000.00 | See FINRA Report |
| Roberto Luis Maldonado | 5093698 | 36 | 05/28/2014 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Cynthia Mary Couyoumjian | 1456630 | 17 | 05/13/2014 | Customer Dispute | Settled | $340,000.00 | $0.00 | See FINRA Report |
| Cynthia Mary Couyoumjian | 1456630 | 17 | 04/28/2014 | Customer Dispute | Settled | $9,000,000.00 | $0.00 | See FINRA Report |
| Katherine Anne Kirkpatrick | 4530467 | 1 | 04/25/2014 | Customer Dispute | Settled | $778,612.00 | $0.00 | See FINRA Report |
| Matthew T Newman | 5118849 | 1 | 04/07/2014 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| Haynes Lentz Kendall | 1274737 | 3 | 03/03/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Steven Rothstein | 1084659 | 7 | 01/28/2014 | Customer Dispute | Denied | $28,426.00 | $0.00 | See FINRA Report |