Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cynthia Mary Couyoumjian | 1456630 | 17 | 03/02/2015 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Patricia Carol Thom | 1192935 | 13 | 12/31/2014 | Customer Dispute | Settled | $535,000.00 | $0.00 | See FINRA Report |
| Roberto Luis Maldonado | 5093698 | 36 | 12/12/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| David Gene Elhoff | 855864 | 5 | 12/09/2014 | Customer Dispute | Settled | $18,000,000.00 | $0.00 | See FINRA Report |
| John Raymond Mata | 4155257 | 2 | 12/01/2014 | Customer Dispute | Denied | $77,672.40 | $0.00 | See FINRA Report |
| Grant Allan Hansen | 5402264 | 2 | 11/30/2014 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Matthew John Mundy | 4704753 | 4 | 11/12/2014 | Customer Dispute | Denied | $33,489.00 | $0.00 | See FINRA Report |
| Matthew Hugh Hurley | 1682165 | 6 | 10/30/2014 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| John Kacheong Lee | 2948622 | 9 | 10/15/2014 | Customer Dispute | Settled | $925,463.00 | $0.00 | See FINRA Report |
| Cynthia Mary Couyoumjian | 1456630 | 17 | 07/28/2014 | Customer Dispute | Settled | $161,128.00 | $0.00 | See FINRA Report |