Potomac Analytics' Logo

FINRA Broker Disclosures for Independent Financial Group, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 91-100 out of 413 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Roberto Luis Maldonado50936983604/02/2020Customer DisputeSettled$80,000.00$0.00See FINRA Report
James Luke Flanagan1812317203/30/2020Customer DisputeSettled$110,000.00$0.00See FINRA Report
Mark Angelo Militello4075608103/24/2020Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Wenjinn James Chang4536266202/13/2020Customer DisputeSettled$128,000.00$0.00See FINRA Report
Williams Keen Butcher2098675202/05/2020Customer DisputeSettled$100,000.00$0.00See FINRA Report
James Petrizzo2140799301/21/2020Customer DisputeSettled$35,500.00$0.00See FINRA Report
Kirk Badii5829768601/07/2020Customer DisputeDenied$5,000.00$0.00See FINRA Report
Robert Wesley Turley1519293412/19/2019Customer DisputeSettled$102,000.00$0.00See FINRA Report
Dale Jerome Immekus5309353211/08/2019Customer DisputeSettled$295,186.00$0.00See FINRA Report
Roberto Luis Maldonado50936983610/24/2019Customer DisputeSettled$150,000.00$0.00See FINRA Report

413 Results

Display: