Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cynthia Mary Couyoumjian | 1456630 | 17 | 11/21/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Louis Schwartz | 1241969 | 1 | 09/03/2002 | Customer Dispute | Closed-No Action | $38,694.00 | $0.00 | See FINRA Report |
| Michael Anthony Tannery | 1538345 | 5 | 05/22/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Theodore Lum | 1016779 | 3 | 02/04/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Dan Eugene Sanders | 1785159 | 4 | 02/01/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |