Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Paul Bridgford | 2034108 | 1 | 11/09/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Raymond John Abbate | 700067 | 4 | 11/01/1986 | Customer Dispute | Award / Judgment | $0.00 | $26,190.90 | See FINRA Report |
| Robert Glenn Greisinger | 1056490 | 1 | 10/21/1986 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric MacDonnell | 2129553 | 1 | 10/14/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Joseph Grace | 813945 | 2 | 09/15/1986 | Customer Dispute | Award / Judgment | $500,000.00 | $96,264.00 | See FINRA Report |
| Richard Louis Rosenberg | 834852 | 2 | 08/04/1986 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Scott Stagg Eccker | 719469 | 3 | 07/28/1986 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marc C Vazquez | 2122160 | 1 | 06/01/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James L Fuller | 3198061 | 1 | 04/09/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Stagg Eccker | 719469 | 3 | 02/26/1986 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |