Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew D Pomerantz | 6535723 | 1 | 12/23/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Guilherme Moreira de Araujo Santos | 7099191 | 1 | 12/23/2022 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| Sanjay Rameshbhai Patel | 2442015 | 1 | 12/23/2022 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| Alberto Hamonet | 3077774 | 2 | 12/23/2022 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| Fernando Pepper Moreira da Costa | 5179486 | 2 | 12/23/2022 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| Lurenzo MacKlin | 5185575 | 2 | 12/20/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Luis Abreu | 6604422 | 1 | 12/16/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Derek Snaith McDaniel | 7023903 | 1 | 12/15/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert John Schuldt | 2483353 | 5 | 12/15/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Joachim Terzi | 7008502 | 1 | 12/15/2022 | Customer Dispute | Pending | $203,007.00 | $0.00 | See FINRA Report |