Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Holly Beall Wallace | 1528082 | 5 | 03/16/2000 | Customer Dispute | Withdrawn | $80,000.00 | $0.00 | See FINRA Report |
| Barry William Barber | 1246246 | 1 | 12/20/1999 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| William Todd Wahl | 2116212 | 4 | 04/19/1999 | Customer Dispute | Withdrawn | $68,366.00 | $23,750.00 | See FINRA Report |
| Dennis John Loiacono | 732207 | 1 | 07/16/1998 | Customer Dispute | Withdrawn | $400,000.00 | $0.00 | See FINRA Report |