Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan Joseph McGee | 2763040 | 2 | 12/15/2008 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| Scott Kingsley Swift | 722124 | 4 | 12/09/2008 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Alex Jose Gierbolini | 2894231 | 24 | 12/09/2008 | Customer Dispute | Settled | $155,510.00 | $0.00 | See FINRA Report |
| William J O'Shaughnessey | 1739562 | 4 | 12/05/2008 | Customer Dispute | Settled | $379,795.00 | $0.00 | See FINRA Report |
| Salvatore Anthony Tiano | 1867558 | 3 | 12/05/2008 | Customer Dispute | Settled | $916,000.00 | $0.00 | See FINRA Report |
| Brian Douglas Moore | 2488269 | 1 | 12/01/2008 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| George D Bianco | 706159 | 2 | 11/28/2008 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Kevin Edward Barnes | 2178225 | 2 | 11/25/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jin Kyun Park | 4042996 | 5 | 11/21/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Todd Adam Discala | 2288866 | 4 | 11/17/2008 | Customer Dispute | Settled | $137,800,000.00 | $0.00 | See FINRA Report |