Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Daniel Huggins | 1444889 | 6 | 06/11/2009 | Customer Dispute | Settled | $37,103.20 | $0.00 | See FINRA Report |
| John Gregory Paffendorf | 4479783 | 1 | 06/10/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Marcus J Hernandez | 4218478 | 3 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marcus Paul Malonson | 2588095 | 3 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marcus Paul Malonson | 2588095 | 3 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael R Pavell | 5347545 | 1 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark G Johnson | 2931766 | 6 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark G Johnson | 2931766 | 6 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark G Johnson | 2931766 | 6 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kashim Marcus Skeete | 2550658 | 1 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |