Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Forrester | 4985983 | 2 | 04/26/2010 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Ronald Ray Vinsant | 1992190 | 2 | 04/22/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Cory Goligoski | 2270289 | 3 | 04/22/2010 | Customer Dispute | Settled | $170,000.00 | $0.00 | See FINRA Report |
| Matt James Damelio | 2680885 | 1 | 04/22/2010 | Customer Dispute | Settled | $170,000.00 | $0.00 | See FINRA Report |
| Klaus Miller | 857322 | 3 | 04/19/2010 | Customer Dispute | Settled | $99,000.00 | $0.00 | See FINRA Report |
| Brett A Korensky | 2155222 | 4 | 04/12/2010 | Customer Dispute | Settled | $252,000.00 | $0.00 | See FINRA Report |
| Anthony M Nannini | 2111896 | 2 | 04/05/2010 | Customer Dispute | Settled | $275,000.00 | $0.00 | See FINRA Report |
| George D Bianco | 706159 | 2 | 03/25/2010 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Christopher Richard Fleming | 3082073 | 1 | 03/22/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Simon Michael Wilford | 4356866 | 1 | 03/16/2010 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |