Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| J S Freeman | 1499914 | 1 | 07/30/2010 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Michaela Monika Catlin | 1286374 | 2 | 07/26/2010 | Customer Dispute | Settled | $98,258.00 | $0.00 | See FINRA Report |
| Douglas E Moynihan | 2377224 | 2 | 07/12/2010 | Customer Dispute | Settled | $6,825.00 | $0.00 | See FINRA Report |
| Declan J Mahar | 1233032 | 3 | 07/09/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Attard | 2230493 | 3 | 07/08/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Jerry Strnad | 2801534 | 4 | 07/08/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Dennis Long | 2554252 | 2 | 07/01/2010 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| David R Lowenthal | 2853584 | 8 | 06/30/2010 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Rene Syriani | 3092113 | 3 | 06/30/2010 | Customer Dispute | Settled | $68,090.40 | $0.00 | See FINRA Report |
| James Edward Danko | 3101788 | 1 | 06/25/2010 | Customer Dispute | Settled | $370,000.00 | $0.00 | See FINRA Report |