Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Martin Clark Brown | 710725 | 1 | 10/05/2010 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Gary Alan Gross | 2104804 | 4 | 10/01/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jonathan Rowe Greer | 2450093 | 1 | 09/29/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Holly Durdel | 4155910 | 1 | 09/22/2010 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Marcus Slowikowski Alexander | 2948043 | 1 | 09/20/2010 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| David Mark Ebner | 2962914 | 2 | 09/13/2010 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Daniel Grammel | 1034526 | 3 | 08/24/2010 | Customer Dispute | Settled | $55,642.20 | $0.00 | See FINRA Report |
| Robert J Labriola | 2291704 | 4 | 08/20/2010 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| David Stephen Jancisin | 841868 | 3 | 08/09/2010 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Veena Garg | 4469945 | 2 | 08/02/2010 | Customer Dispute | Settled | $47,000.00 | $0.00 | See FINRA Report |