Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alvin Anil Murgai | 2072633 | 3 | 12/17/2013 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Pedro Pablo Gomez | 2068388 | 17 | 11/01/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Craig Allen Hoelzer | 1178903 | 2 | 10/31/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jay M Weiner | 3025166 | 1 | 10/28/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Pedro Pablo Gomez | 2068388 | 17 | 10/21/2013 | Customer Dispute | Settled | $1,552,650.00 | $0.00 | See FINRA Report |
| Fred Michael Berry | 2614760 | 1 | 10/17/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John William Boukamp | 1444222 | 8 | 10/16/2013 | Customer Dispute | Settled | $522,000.00 | $0.00 | See FINRA Report |
| Bryan J Wollheim | 3088410 | 1 | 09/23/2013 | Customer Dispute | Settled | $700,000.00 | $0.00 | See FINRA Report |
| Ernest Frederick Martinez | 2167081 | 2 | 09/10/2013 | Customer Dispute | Settled | $24,130.00 | $0.00 | See FINRA Report |
| William Craig Mayeux | 2589657 | 1 | 09/05/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |