Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bikram S Mehta | 4504565 | 1 | 07/12/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alexandre Maltez | 6506116 | 1 | 07/05/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kent William Scholten | 2742070 | 1 | 06/14/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Justin Edward Myers | 5868828 | 1 | 06/07/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kavi Ziad Fulena | 6861339 | 1 | 05/27/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William G Meinel | 5318248 | 1 | 05/24/2022 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Patrick Crowley | 4977791 | 1 | 05/11/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Emilio Guajardo | 4871764 | 5 | 04/22/2022 | Customer Dispute | Settled | $188,000.00 | $0.00 | See FINRA Report |
| John P Power | 6141028 | 2 | 04/13/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Emilio Guajardo | 4871764 | 5 | 03/27/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |