Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John William Boukamp | 1444222 | 8 | 10/21/1993 | Customer Dispute | Settled | $16,300.00 | $0.00 | See FINRA Report |
| Alberta Lester McEuen | 1042086 | 1 | 10/21/1993 | Customer Dispute | Settled | $7,166.00 | $0.00 | See FINRA Report |
| Robert Newton Scott | 417207 | 9 | 10/21/1993 | Customer Dispute | Settled | $16,676.00 | $0.00 | See FINRA Report |
| Robert Newton Scott | 417207 | 9 | 10/21/1993 | Customer Dispute | Settled | $6,542.00 | $0.00 | See FINRA Report |
| Robert Newton Scott | 417207 | 9 | 10/21/1993 | Customer Dispute | Settled | $5,456.00 | $0.00 | See FINRA Report |
| Robert Newton Scott | 417207 | 9 | 10/21/1993 | Customer Dispute | Settled | $14,333.00 | $0.00 | See FINRA Report |
| Robert Newton Scott | 417207 | 9 | 10/21/1993 | Customer Dispute | Settled | $5,552.00 | $0.00 | See FINRA Report |
| Robert Newton Scott | 417207 | 9 | 10/21/1993 | Customer Dispute | Settled | $7,651.00 | $0.00 | See FINRA Report |
| Robert Newton Scott | 417207 | 9 | 10/21/1993 | Customer Dispute | Settled | $33,920.00 | $0.00 | See FINRA Report |
| Vincent Francis Condon | 1258318 | 2 | 10/21/1993 | Customer Dispute | Settled | $6,130.00 | $0.00 | See FINRA Report |