Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marc Portor Davis | 1685508 | 1 | 10/05/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jon Richard Adams | 1255111 | 4 | 09/18/1998 | Customer Dispute | Settled | $36,492.10 | $0.00 | See FINRA Report |
| H William Netherton | 710952 | 4 | 09/02/1998 | Customer Dispute | Settled | $342,529.00 | $0.00 | See FINRA Report |
| David William Baugh | 858800 | 2 | 08/27/1998 | Customer Dispute | Settled | $8,201.00 | $0.00 | See FINRA Report |
| Richard C Wilt | 1849007 | 6 | 06/18/1998 | Customer Dispute | Settled | $16,412.00 | $0.00 | See FINRA Report |
| Jeffrey D Fontes | 2398315 | 3 | 06/12/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Scott Boyd | 1896369 | 1 | 05/18/1998 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Jason S Cherny | 1769982 | 2 | 05/05/1998 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Peter Anthony Levinson | 1625139 | 1 | 04/27/1998 | Customer Dispute | Settled | $1,911,480.00 | $0.00 | See FINRA Report |
| John Kevin Wilson | 1248938 | 2 | 04/24/1998 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |