Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daryn W Pingleton | 1520639 | 6 | 02/03/2000 | Customer Dispute | Settled | $5,538.00 | $0.00 | See FINRA Report |
| Joseph Ralph Chiarantona | 1738165 | 4 | 02/03/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Eric S Snyder | 2706837 | 3 | 01/25/2000 | Customer Dispute | Settled | $19,102.00 | $0.00 | See FINRA Report |
| David A Paolino | 2222266 | 2 | 01/24/2000 | Customer Dispute | Settled | $32,231.00 | $0.00 | See FINRA Report |
| David Matthew Girio | 2788173 | 6 | 01/19/2000 | Customer Dispute | Settled | $24,657.30 | $0.00 | See FINRA Report |
| Eric Jon Fudala | 1386718 | 3 | 01/18/2000 | Customer Dispute | Settled | $665,160.00 | $0.00 | See FINRA Report |
| John Patrick Donnelly | 2374887 | 7 | 01/14/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Harold Matzoll | 1040371 | 3 | 01/10/2000 | Customer Dispute | Settled | $67,580.00 | $0.00 | See FINRA Report |
| Benjamin Thomas Powell | 2235095 | 1 | 01/08/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Harold Williams | 1137186 | 1 | 01/04/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |