Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Harold Porco | 1230349 | 2 | 05/29/2002 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Carolyn Atwill Sullivan | 2400540 | 2 | 05/22/2002 | Customer Dispute | Settled | $183,754.00 | $0.00 | See FINRA Report |
| Daniel Thomas Wells | 1189374 | 1 | 05/17/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Michael Reilly | 2500206 | 2 | 05/02/2002 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Frank Earl Johnson | 1947251 | 4 | 04/29/2002 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Scott Alan Devens | 3013405 | 2 | 04/25/2002 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| J B Willis | 1231795 | 9 | 04/24/2002 | Customer Dispute | Settled | $36,000.00 | $0.00 | See FINRA Report |
| Albert Dobrushkin | 1455793 | 2 | 04/24/2002 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| Deborah Wilsker Briskin | 1252096 | 3 | 04/23/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Bruce Miller | 1047362 | 2 | 04/22/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |