Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Henry J Medina | 2073975 | 3 | 07/17/2003 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Stephen Marchelo Medina | 2614773 | 6 | 07/17/2003 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Scot Gordon Armstrong | 2826821 | 2 | 07/14/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Henry J Medina | 2073975 | 3 | 07/14/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen Marchelo Medina | 2614773 | 6 | 07/14/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Albert Hinken | 873876 | 2 | 07/11/2003 | Customer Dispute | Settled | $10,500,000.00 | $0.00 | See FINRA Report |
| James H Flannery | 2402135 | 2 | 07/07/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Valdes | 1412990 | 14 | 07/01/2003 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| John William Boukamp | 1444222 | 8 | 07/01/2003 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Suzanne Carol Klusner | 1420462 | 1 | 06/17/2003 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |