Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Miles F Irish | 1814395 | 1 | 07/12/2005 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Joseph William Doonan | 2325391 | 2 | 07/05/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Willard de Marigny | 1760046 | 1 | 06/27/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Joseph Benandi | 2464761 | 2 | 06/27/2005 | Customer Dispute | Settled | $247,400.00 | $0.00 | See FINRA Report |
| Joseph Lyons Stannard | 1026241 | 2 | 06/15/2005 | Customer Dispute | Settled | $25,341.00 | $0.00 | See FINRA Report |
| Peter Andrew Horowitz | 1993941 | 1 | 06/07/2005 | Customer Dispute | Settled | $43,940.00 | $0.00 | See FINRA Report |
| E T Holder | 1374010 | 6 | 05/17/2005 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Jennifer Ellen Blasberg | 2194691 | 2 | 05/10/2005 | Customer Dispute | Settled | $19,258.50 | $0.00 | See FINRA Report |
| Mark Robert Holland | 1503528 | 4 | 05/09/2005 | Customer Dispute | Settled | $10,296.00 | $0.00 | See FINRA Report |
| Anthony Todd Watts | 2009984 | 5 | 04/21/2005 | Customer Dispute | Settled | $82,000.00 | $0.00 | See FINRA Report |