Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Susan Lyn Naylor | 3133455 | 1 | 05/11/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jason A Loiterstein | 4858408 | 1 | 04/27/2020 | Customer Dispute | Settled | $570,000.00 | $0.00 | See FINRA Report |
| Christopher Michael Mizzi | 2335020 | 2 | 04/26/2020 | Customer Dispute | Settled | $19,954.70 | $0.00 | See FINRA Report |
| Nicole A Falciano | 4285169 | 1 | 04/14/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Wesley C Jones | 6490921 | 1 | 04/07/2020 | Customer Dispute | Settled | $8,000.00 | $0.00 | See FINRA Report |
| Peter Scott Izzo | 2943901 | 4 | 03/31/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David B Smith | 1383778 | 1 | 03/30/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Renee M Burns | 4949023 | 1 | 03/30/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Anthony Duffy | 7145673 | 1 | 03/25/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Angel Luis Curbelo | 6480420 | 1 | 03/24/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |