Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Michael McKendry | 1245491 | 1 | 04/18/2006 | Customer Dispute | Settled | $614,000.00 | $0.00 | See FINRA Report |
| Janet E Parry | 2558502 | 1 | 04/11/2006 | Customer Dispute | Settled | $91,076.00 | $0.00 | See FINRA Report |
| Eric W Anderson | 2447440 | 4 | 04/07/2006 | Customer Dispute | Settled | $14,600,000.00 | $0.00 | See FINRA Report |
| Timothy Michael Ryan | 1065812 | 1 | 03/29/2006 | Customer Dispute | Settled | $3,350.94 | $0.00 | See FINRA Report |
| Mark Randall Massey | 2912248 | 1 | 03/29/2006 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Brian Robert Lannigan | 1586832 | 2 | 03/28/2006 | Customer Dispute | Settled | $17,297.40 | $0.00 | See FINRA Report |
| William Andrew Blick | 858393 | 4 | 03/21/2006 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Robert Paul Zabel | 2670977 | 1 | 03/08/2006 | Customer Dispute | Settled | $17,611.00 | $0.00 | See FINRA Report |
| Daniel John Woods | 1829136 | 2 | 03/03/2006 | Customer Dispute | Settled | $48,939.40 | $0.00 | See FINRA Report |
| Eric W Anderson | 2447440 | 4 | 02/28/2006 | Customer Dispute | Settled | $2,750,000.00 | $0.00 | See FINRA Report |