Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason A Curran | 4185138 | 2 | 04/03/2008 | Customer Dispute | Settled | $39,400.00 | $0.00 | See FINRA Report |
| Juliana R Gingerich | 4131307 | 1 | 04/03/2008 | Customer Dispute | Settled | $21,689.30 | $0.00 | See FINRA Report |
| Ramona Jean Farrington | 4194931 | 1 | 04/02/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Susan Leah Moss | 1632961 | 1 | 04/02/2008 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Paul Stephen Brandon | 2547781 | 1 | 04/02/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Cynthia Testa Chaiten | 4078569 | 3 | 04/01/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Richard Janus | 2899680 | 5 | 04/01/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Patricia Murphy-Radigan | 2964616 | 1 | 04/01/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John P Veas | 706883 | 1 | 04/01/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ellen Chiang | 2079361 | 1 | 03/31/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |