Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samuel Hughes Butterworth | 2793567 | 5 | 05/15/2008 | Customer Dispute | Settled | $754,000.00 | $0.00 | See FINRA Report |
| Jorge Gomez Del Campo | 2623958 | 2 | 05/14/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Albert J Krauza | 5209450 | 2 | 05/12/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joshua Michael Pianko | 2804762 | 2 | 05/08/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Lloyd Boykoff | 1446920 | 2 | 05/06/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Alan Devens | 3013405 | 2 | 05/02/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bradford J Boike | 4856198 | 1 | 05/02/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dante P Battaglia | 2710151 | 3 | 05/01/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Erico Cajes Galvez | 2097294 | 2 | 05/01/2008 | Customer Dispute | Settled | $28,313.00 | $0.00 | See FINRA Report |
| Paul Darius Raehpour | 4508598 | 4 | 04/30/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |