Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Loseli Daza | 7863049 | 4 | 12/06/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Khristian Adriane Soto Sanchez | 7657336 | 1 | 12/04/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexis Press | 7771607 | 1 | 11/15/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anna M McCormick | 4135436 | 6 | 11/10/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melika Assadi | 7693007 | 7 | 11/08/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melika Assadi | 7693007 | 7 | 11/08/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Meredith K Lovelace | 4686627 | 2 | 11/02/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen J Bissett | 6021895 | 3 | 10/31/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Naromie Saint-Clair | 5544877 | 12 | 10/25/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyreek Conroy Wilson | 7144306 | 1 | 10/06/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |