Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marina Shinsky | 6193765 | 2 | 02/22/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Felipe Julian Tagaban | 7253187 | 1 | 02/20/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maya Chantel Byrd | 7565508 | 4 | 02/09/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maya Chantel Byrd | 7565508 | 4 | 02/08/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Henry Jagers | 2176116 | 1 | 01/29/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melika Assadi | 7693007 | 7 | 01/29/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Huesken | 6196183 | 2 | 01/29/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melika Assadi | 7693007 | 7 | 01/02/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nestor Hsu | 7321052 | 3 | 12/21/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacqueline Alise Wilson | 7656191 | 1 | 12/08/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |