Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vanessa Perez | 4599992 | 5 | 09/03/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jared C Wix | 5993799 | 7 | 08/31/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jared C Wix | 5993799 | 7 | 08/31/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey William Dowling Holsinger | 7144842 | 1 | 08/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joellen Garcia | 3195576 | 4 | 08/18/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Conveasna Ouch | 7023937 | 6 | 08/17/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jared C Wix | 5993799 | 7 | 08/15/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jared C Wix | 5993799 | 7 | 08/10/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alf Martin Markussen | 7639898 | 2 | 08/05/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyler C Cline | 6607892 | 3 | 07/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |