Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cyprus Taiwan Williams | 6441595 | 1 | 02/07/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jared A Markham | 7203429 | 2 | 02/06/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tiffany Musso | 6568593 | 1 | 02/04/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |