Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lasandra Sanders | 6571772 | 6 | 04/27/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David B Purcell | 7565998 | 1 | 04/27/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lasandra Sanders | 6571772 | 6 | 04/24/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lindsay M Kelly | 5892271 | 1 | 04/15/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eleisor Relukun Umwech | 7547610 | 1 | 04/12/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Armando Flores | 7086465 | 4 | 04/09/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rebecca Davis Devereux | 3039020 | 5 | 04/06/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rebecca Davis Devereux | 3039020 | 5 | 04/06/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lasandra Sanders | 6571772 | 6 | 04/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cole Andrew Mohrman | 7705174 | 1 | 03/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |