Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gabriela D Perdomo Fernandez | 6895785 | 3 | 06/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Josue Ruiz Chacon | 6763290 | 3 | 06/27/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brett Andrew Peterson | 6272522 | 2 | 06/23/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Osnerlee Dgeeps Desulme | 7679163 | 1 | 06/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marc Woodley Thebaud | 7705150 | 5 | 06/13/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bryan William Brockmeier | 6449548 | 1 | 06/08/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Miguel Angel Martinez | 6446536 | 1 | 06/07/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jo-Ellen Garcia-McKinnon | 3195576 | 4 | 05/25/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lindsay Frances Smith | 7462607 | 1 | 05/23/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Travis Wheeldon | 7308895 | 1 | 05/02/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |