Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Landon M Thomas | 7543827 | 1 | 09/14/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stacy Starl Jurich | 5358172 | 3 | 09/13/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alireza S Hashemi | 4709524 | 2 | 09/05/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jared C Wix | 5993799 | 9 | 08/31/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jared C Wix | 5993799 | 9 | 08/31/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander Dimitri Alexiou | 7680689 | 1 | 08/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jo-Ellen Garcia-McKinnon | 3195576 | 4 | 08/18/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Emmett Neal | 7667853 | 1 | 08/18/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Lamarr Jack | 6756684 | 8 | 08/15/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jared C Wix | 5993799 | 9 | 08/15/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |