Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Megan E Allen | 5702417 | 5 | 01/04/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Britton Hue Trimmer | 4184491 | 5 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edson Arroyo | 6431945 | 3 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Charles Pirk | 4412881 | 3 | 12/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Charles Pirk | 4412881 | 3 | 12/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tania R Banach | 6915066 | 3 | 12/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laquela S Barnett | 6283189 | 1 | 12/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle R Kindrell | 6755230 | 1 | 12/21/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Olsen | 6945038 | 1 | 12/19/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| George Michael Scafidi | 6711370 | 2 | 12/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |