Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brandon Paul Stymiest | 5020924 | 8 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Paul Stymiest | 5020924 | 8 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lewis Bjorn Bordoley | 5437098 | 2 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Hagan | 6830131 | 1 | 01/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather R Marko | 2875460 | 1 | 01/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Marie Eagan | 6016185 | 2 | 01/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Terry L Brookman | 6446254 | 1 | 01/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Malak G Garcia | 4191106 | 1 | 01/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maria F Soria | 6233347 | 1 | 01/23/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Nimisha Gohil | 5966384 | 2 | 01/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |