Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael Anthony Goodson | 6036990 | 2 | 02/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Stephanie L Addison | 2282066 | 2 | 02/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Priyank P Rana | 6605077 | 1 | 02/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Craig Brinton | 5498737 | 3 | 02/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Larry Mitchell Hodge | 6350329 | 1 | 02/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Gregory G Davlin | 6132655 | 2 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Sonat Topuzoglu | 5054652 | 3 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Sonat Topuzoglu | 5054652 | 3 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Dustin Duin | 6366255 | 2 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Miguel Angel Rodriguez | 6355716 | 5 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |