Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joshua Joseph Benavente | 7202968 | 1 | 03/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie L Addison | 2282066 | 2 | 03/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Paul Stymiest | 5020924 | 8 | 03/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gabriel Antonio Sanjurjo | 6462440 | 1 | 03/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sandra Marie Sulik | 2210297 | 6 | 03/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephan Amvame Ekekang | 6942686 | 10 | 03/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carlos Eduardo Salazar Ramirez | 7092848 | 2 | 03/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Ralph Bryant | 6638916 | 4 | 03/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ann Marie White | 4505180 | 2 | 03/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Farouk | 5959305 | 1 | 03/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |