Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Thomas Zawistowski | 7020990 | 2 | 03/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Megan Marie Stickell | 4850657 | 6 | 03/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Lawrence Gosz | 6810396 | 5 | 03/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nimisha Gohil | 5966384 | 2 | 03/12/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| James Halink | 6725784 | 1 | 03/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Paul Stymiest | 5020924 | 8 | 03/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Paul Stymiest | 5020924 | 8 | 03/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ingrid Albertina Soprych | 4396089 | 1 | 03/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Paul Stymiest | 5020924 | 8 | 03/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Paul Stymiest | 5020924 | 8 | 03/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |