Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marisol Algarin | 4248600 | 4 | 04/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marisol Algarin | 4248600 | 4 | 04/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marisol Algarin | 4248600 | 4 | 04/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marisol Algarin | 4248600 | 4 | 04/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zafar Ghafoor | 5139595 | 1 | 04/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tonya Umbehagen | 5429705 | 1 | 04/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Kyle Alfred | 5080431 | 2 | 04/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Kyle Alfred | 5080431 | 2 | 04/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zachary Alexander Kari | 7214967 | 1 | 04/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nathan Darcell Ollie | 7241201 | 1 | 04/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |