Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jakob Hochberg | 6843575 | 1 | 01/23/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andreas Pietschnig | 6905673 | 1 | 11/14/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Amanda Lauren McDonald | 7256705 | 1 | 10/02/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew C Wilkin | 2014750 | 1 | 07/09/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan Barnett | 6020507 | 3 | 06/13/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Logan P Davies | 7679178 | 3 | 05/30/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dominique Alvin Ware | 7230823 | 1 | 04/17/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Katrina Lynn Strumsky | 6143173 | 2 | 01/17/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Semir Andelija | 7513128 | 1 | 01/09/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Olimpio | 7158359 | 1 | 12/19/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |