Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Karl Weiss | 4081851 | 1 | 06/12/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Glenn E Hain | 2645863 | 4 | 03/10/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tamara Sue Wiley | 7486433 | 2 | 12/01/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas James Cush | 2270371 | 3 | 10/31/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric J Melnick | 2388684 | 2 | 10/12/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| S C Gale | 1137154 | 2 | 10/06/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Susan Ann Hamilton | 2445572 | 1 | 08/23/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Randall Reinhold Smith | 1661660 | 1 | 07/02/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kathryn G Drew | 2417906 | 1 | 03/02/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Marcus | 5613071 | 1 | 10/31/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |