Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Hunter Lodoen | 4152108 | 1 | 08/09/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cheryl Nicole Germ | 6565307 | 5 | 05/08/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cheryl Nicole Germ | 6565307 | 5 | 05/08/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cheryl Nicole Germ | 6565307 | 5 | 04/29/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven J Calderon | 4133979 | 1 | 03/24/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Renzo Luciano Corazzo | 6800422 | 1 | 03/06/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Foster Nett | 4638343 | 1 | 02/04/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cheryl Nicole Germ | 6565307 | 5 | 12/12/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cheryl Nicole Germ | 6565307 | 5 | 12/10/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stacey Alan Wyandt | 6053344 | 1 | 12/06/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |