Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Curtis L Bunch | 3250758 | 1 | 11/07/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeremy Kade Reynolds | 4677778 | 1 | 10/07/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Meredith McLane | 4771231 | 1 | 10/04/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Misty Misty Matsuba-Lee | 6387318 | 1 | 06/18/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Denny Hooten | 7278810 | 2 | 06/03/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lumina Gershfield | 7420693 | 1 | 05/24/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chassidy Taylor Wendell | 3107897 | 1 | 03/13/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Godfrey Herpers | 3248105 | 1 | 02/17/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christina Liza | 6643709 | 3 | 01/28/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christina Liza | 6643709 | 3 | 01/25/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |